Practice Areas · Compliance · Annual & Representation · Representation · SEBI representation
Representation before SEBI
Support in SEBI matters — settlement applications, disclosures, and regulatory correspondence — with counsel.
SEBI representation
Matters before SEBI arise on disclosure and compliance under the securities regulations, and on enforcement, where the settlement (consent) mechanism can offer a route to closure without admitting or denying findings.
The firm supports the preparation of settlement applications and compliance responses, and coordinates with counsel for contested enforcement proceedings.
Where we support
SEBI representation covers, including:
- Settlement (consent) applications in enforcement matters
- Disclosure and compliance queries under the LODR and other regulations
- Responses to show-cause notices, alongside counsel
- Regulatory correspondence and clarifications
- Preparation of the application and supporting record
How we work
- 01
Assess the matter
Understand the issue and whether settlement or response is the right course.
- 02
Prepare
Draft the settlement application or compliance response with the record.
- 03
Coordinate counsel
Work with counsel for contested enforcement proceedings.
- 04
Close out
Pursue the settlement order or compliance resolution.
Why work with PBT
PBT supports the preparation and strategy in SEBI matters.
- An honest read of whether settlement fits
- A well-prepared application or response
- Coordination with counsel for contested matters
- Joined up with your disclosure compliance
- Scope, deliverables, and fees agreed in writing up front
Frequently asked questions
What is a SEBI settlement (consent) application?
A mechanism to settle certain enforcement matters by paying a settlement amount, without admission or denial of findings. We assess whether it fits and prepare the application.
Who appears in contested SEBI proceedings?
Counsel appear in contested enforcement matters; we prepare the case and the financial record and coordinate with them.
How long does it take?
Settlement and enforcement matters follow SEBI's process timelines, which typically run over several months.
Support for your SEBI matter
Tell us about the matter, and we'll advise on the route and prepare the case.
Send an enquiryThis page describes the nature of the firm's services and is not a solicitation or legal advice. Thresholds, timelines, and applicable registrations depend on your specific facts; engagement terms and fees are agreed in writing per assignment.